The Securities & Exchange Commission (SEC) has undertaken an ambitious agenda over the last 18 months in its effort to protect corporate investors and ensure that the capital markets are strong and efficient. The SEC’s rulemaking and other activities have resulted in shifts in regulatory requirements for businesses.
Join Cozen O’Connor attorneys as well as general counsel and corporate secretaries from leading organizations to gain an understanding of new rules, proposed rules to monitor, and how to prepare.
The presenters will provide updates on the following rules and other SEC-focused initiatives:
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Pay Versus Performance & Clawback
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Cybersecurity & Risk Management
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Rule 10b5-1 Plans & Insider Trading
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ESG-related items, including climate and diversity
CLE is approved in PA, NY, TX, IL, NV, and CA.
All other jurisdictions will be applied for upon request.
To view the recording of this webinar, click here.